Geophysical Journal International
Geophys. J. Int. (2017) 211, 252–262
Advance Access publication 2017 July 14
GJI Rock and mineral physics, rheology
doi: 10.1093/gji/ggx297
A comparative study of Maxwell viscoelasticity at large strains
and rotations
Christoph E. Schrank,1,2 Ali Karrech,3 David A. Boutelier4 and Klaus Regenauer-Lieb5
1 School
of Earth, Environmental and Biological Sciences, Queensland University of Technology, Brisbane, QLD, Australia.
E-mail: christoph.schrank@qut.edu.au
2 School of Earth and Environment, University of Western Australia, Crawley, WA, Australia
3 School of Civil, Environmental and Mining Engineering, University of Western Australia, Crawley, WA, Australia
4 School of Environmental and Life Sciences, University of Newcastle, Callaghan, NSW, Australia
5 School of Petroleum Engineering, University of New South Wales, Sydney, NSW, Australia
SUMMARY
We present a new Eulerian large-strain model for Maxwell viscoelasticity using a logarithmic
co-rotational stress rate and the Hencky strain tensor. This model is compared to the smallstrain model without co-rotational terms and a formulation using the Jaumann stress rate.
Homogeneous isothermal simple shear is examined for Weissenberg numbers in the interval
[0.1; 10]. Significant differences in shear stress and energy evolution occur at Weissenberg
numbers >0.1 and shear strains >0.5. In this parameter range, the Maxwell–Jaumann model
dissipates elastic energy erroneously and thus should not be used. The small-strain model
ignores finite transformations, frame indifference and self-consistency. As a result, it overestimates shear stresses compared to the new model and entails significant errors in the energy
budget. Our large-strain model provides an energetically consistent approach to simulating
non-coaxial viscoelastic deformation at large strains and rotations.
Key words: Creep and deformation; Fault zone rheology; Rheology: crust and lithosphere;
Rheology and friction of fault zones.
1 I N T RO D U C T I O N
The Maxwell body of a linear-elastic Hookean spring in series with
a Newtonian dashpot is the simplest rheological model for geological deformation (e.g. Bailey 2006). It has been employed to
describe many deformation processes and structures, for example
mantle convection (Mühlhaus & Regenauer-Lieb 2005; Beuchert &
Podladchikov 2010), Rayleigh–Taylor instabilities (Kaus & Becker
2007; Robin & Bailey 2009), lithospheric deformation (Kusznir &
Bott 1977; Kaus & Podladchikov 2006; Korenaga 2007), postglacial
rebound (Peltier 1976; Larsen et al. 2005), shear zones (Branlund
et al. 2000; Mancktelow 2002; Sone & Uchide 2016) and folds
(Mancktelow 1999; Zhang et al. 2000; Liu et al. 2016). In spite
of their simplicity, current Maxwell models display well-known
errors (e.g. Mühlhaus & Regenauer-Lieb 2005; Beuchert & Podladchikov 2010) when the associated strains and, importantly, rotations
are large. Such conditions are met, for example, during plate motions (Tohver et al. 2010), in bending subducting plates (Conrad &
Hager 1999), blocks of crust bounded by faults (Abels & Bischoff
1999), folds (Ramsay & Huber 1987), shear zones (Ramsay 1980),
boudins (Mandal & Khan 1991), porphyroblasts (Johnson 2009)
and–clasts (Passchier & Simpson 1986), and grains deforming by
diffusion creep (Wheeler 2010). Large rotations pose a mathematical challenge when elasticity is considered in the rheology of highly
252
C
transformed materials (Lehmann 1972a; Dienes 1979; Moss 1984;
Xiao et al. 1997a, 1998a,b, 2006; Bruhns et al. 1999, 2001a,b;
Colak 2004; Meyers et al. 2005; Karrech et al. 2011, 2012): one requires an objective formulation of the stress rate (time derivative of
stress).
If a volume element of a transforming body incurs a rigid-body
rotation over an infinitesimal time increment, its state of stress and
strain should not change relative to a coordinate system that corotates with this volume element. In other words, the notion of
objectivity, or frame indifference, requires that the co-rotational
stress and strain increments become zero during an instantaneous
rigid-body rotation (see e.g. chap. 1.6 of Chakrabarty 2006). In
an Eulerian (stationary) reference frame, the objectivity requirement is commonly addressed with a so-called co-rotational objective
stress rate, which contains spins that account for elastic rotations
(for an in-depth review, see Xiao et al. 2006). Here, we compare
the self-consistent formulation of the Eulerian finite-transformation
model for Maxwell viscoelasticity (called FT model hereafter) to
two thermodynamically non-consistent Maxwell models, which
are commonly used to model geologically relevant strains (e.g.
Mancktelow 1999; Zhang et al. 2000; Moresi et al. 2002; Kaus
& Becker 2007; Beuchert & Podladchikov 2010): the small-strain
formulation without co-rotational terms, referred to as SS model,
and the formulation using the Jaumann stress rate, called MJ model
The Authors 2017. Published by Oxford University Press on behalf of The Royal Astronomical Society.
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Accepted 2017 July 13. Received 2017 April 24; in original form 2017 January 31
Viscoelasticity at large transformations
2 M A X W E L L V I S C O E L A S T I C I T Y,
C O - R O TAT I O N A L S T R E S S R AT E S A N D
THE NEED FOR A FINITE MAXWELL
MODEL
The constitutive equation for Maxwell viscoelasticity of an incompressible material is
Di j =
σi′j
σ̇i′j
1
L i j + L iTj =
+
,
2
2G
2η
(1)
where Di j is the stretching or deformation-rate tensor, defined as the
symmetric part of the velocity-gradient tensor L i j = ∂vi /∂ x j with
velocities vi and directions xi , the superscript T marks the matrix
transpose, the overdot denotes a derivative with respect to time t,
G is the shear modulus of an isotropic linear-elastic material, σi′j
is the deviator (indicated by the dash) of the Cauchy stress tensor
σi j , and η is the Newtonian viscosity. In the limit of infinitesimal
deformations, the stretching tensor becomes the familiar strain-rate
tensor for small strains. Eq. (1) states that elastic (first term) and viscous deformation rates (second term) are additive (serial coupling
of an elastic spring with a viscous dashpot). The term σ̇i′j is the
stress rate, which highlights the need for a co-rotational formulation in order to acknowledge rotations at finite strain. Formulations
that include geometrically admissible co-rotational terms are called
‘objective’.
Eq. (1) is solved by direct integration for the SS model while σ̇i′j
is replaced with rates augmented by specific spins in the MJ and
FT models (Section 3). It is obvious that the SS model ignores
large rotations and strains and hence is not objective and not
thermodynamically self-consistent. Errors are expected at large
non-coaxial deformations. The magnitude of these errors can
be estimated by comparing the SS model with other existing models such as MJ and now FT. The MJ model employs
a classical objective co-rotational stress rate, the Jaumann rate
(Jaumann 1911).
Two important shortcomings of the MJ model under simple
shear have been recognized in the geodynamic literature previously
(Mühlhaus & Regenauer-Lieb 2005; Beuchert & Podladchikov
2010). To summarize these findings, we first recall the Maxwell
relaxation time trel and the Weissenberg number W:
trel =
η
G
W = γ̇ trel,
(2a)
(2b)
where γ̇ is a characteristic shear-strain rate, which in our study
corresponds to the imposed simple-shear rate defined in eq. (4).
Deformation observed at time scales well below trel is dominated by
elastic contributions to the strain rate and stresses. After about five
trel , deformation is essentially viscous. The Weissenberg number W
measures to which degree the material behaviour is nonlinear and
how much of the current strain is recoverable (White 1964; Dealy
2010). Mühlhaus & Regenauer-Lieb (2005) compared Maxwell
models using the Jaumann and Green–Naghdi rates, two objective stress rates from the continuum-mechanics community, with
the SS model frequently used in geological modelling. While these
objective formulations contain the necessary geometric terms that
ensure frame indifference, they do not satisfy the self-consistency
condition of Bruhns et al. (1999). Consequently, for the same material properties, the Green–Naghdi and MJ models give different
stress-strain curves at shear strains >1. The SS model (used in
geology) and the Green–Naghdi model (used in some engineering
applications, e.g. for car-crash simulations; Abaqus/Explicit 2015)
produce qualitatively similar results but the MJ model (used in other
engineering application, e.g. for calculations of the nonlinear creep
of the steel carapace of a nuclear reactor under elevated temperatures; Abaqus/Standard 2009) exhibits spurious softening during
numerical simulations of simple shear for W = 1. Mühlhaus &
Regenauer-Lieb (2005) showed, however, that this effect vanishes
if non-linear creep and/or plasticity are added to the constitutive
model. Later, Beuchert & Podladchikov (2010) demonstrated numerically that the MJ model exhibits unphysical shear-stress oscillations at W = 10. They also showed that the choice, and even the
neglect, of co-rotational terms become irrelevant at W ≤ 0.1. Therefore, two regimes of intermediate (0.1 < W < 1) and high (W ≥ 1)
Weissenberg numbers exist in which one can expect problems with
the SS and MJ models. The question arises: where in the Earth may
the intermediate and high-W regimes occur?
Beuchert & Podladchikov (2010) and Mühlhaus & RegenauerLieb (2005) aiming for modelling viscoelastic mantle convection
argued that only the lithosphere exhibits sections with W ≫ 0.1.
At the tectonic time and length scales of interest to these studies, the lithosphere behaves essentially elastic and hardly deforms.
Hence, the problems of the MJ model, spurious softening and stress
oscillations, were predicted to be irrelevant in viscoelastic mantle simulations. This argument is further supported by the notion
that power-law flow and plasticity, both common in the lithosphere
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hereafter. Self-consistency (i.e. adherence to thermodynamic principles) in the FT model is achieved by using the logarithmic spin
introduced by Xiao et al. in the context of finite elastoplasticity
(Xiao et al. 1997a, 1998a,b, 2006; Bruhns et al. 1999; Bruhns
2003).
The choice of the logarithmic spin in the new FT model is motivated by two reasons. First, the logarithmic co-rotational rate of
the Hencky strain was proven to be the only strain-rate measure,
which is always identical with the stretching (Xiao et al. 1997a,b;
Bruhns et al. 1999). The stretching, the symmetric part of the velocity gradient tensor, is the most commonly used and kinematically most appealing measure of deformation rates (cf. chapter 2 of
Xiao et al. 1997b). Second, the logarithmic stress rate is the only
choice, which delivers a self-consistent Eulerian constitutive model
(Bruhns et al. 1999). Bruhns et al. (1999) prove self-consistency in
the co-rotational Eulerian rate model through integrating the additive deformation-rate decomposition for the case of purely elastic
stretching. If the rate formulation of the model is exactly integrable
to deliver a truly elastic response, that is, fully reversible deformation without energy dissipation, then the Eulerian finite-strain model
is defined as (thermodynamically) self-consistent. Only models that
use the logarithmic spin are self-consistent.
To analyse the relevance of the co-rotational logarithmic spin
used in the FT model, homogeneous 2-D isothermal simple shear
is examined because of its non-zero, skew-symmetric spin and high
conceptual importance for understanding shear zones (e.g. Ramsay & Graham 1970; Ramsay 1980). The relative stress and energy
states are evaluated for a shear-strain range of 0–10, providing the
basis for comparison of the SS, MJ and FT models. The sections
to come are organized as follows: first, the need for a proper finite
Maxwell model is established. Second, analytical solutions for simple shear with the SS and MJ models are presented. Third, the FT
model is derived and its numerical solution described. Fourth, all
three models are compared. Finally, the results and their implications are discussed.
253
254
C.E. Schrank et al.
G = 10 GPa
W
=
G = 100 GPa
W
1
=
1
FT only
W
FT only
W
=
0.
=
1
SS
0.
1
FT
(Pa.s)
(Pa.s)
SS
FT
(a)
-1
Strain rate (s )
-1
Strain rate (s )
(b)
Figure 1. Double-logarithmic contour plots of the decadic logarithm of W over those of viscosity and strain rate for the (a) lower- and (b) upper-bound estimate
of the shear modulus. The white dotted lines denote parameter combinations with W = 0.1; the white dashed lines mark those with W = 1. Textboxes indicate
the models, which are valid in the respective parameter fields separated by those lines.
(e.g. Karato 2008), serve as stress limiters, which inhibit spurious
softening and oscillations (Beuchert & Podladchikov 2010).
However, we argue that deformation problems within the lithosphere, in particular at length scales ≤1 km, require the tackling
of the problem of modelling Maxwell viscoelasticity in the intermediate and high-W regimes properly. The shear moduli of most
rock-forming minerals are within the range of 10–100 GPa (Bass
1995). The effective viscosity of lithospheric rocks varies over several orders of magnitude due to its sensitivity to, for example, material composition, temperature, pressure, strain rate, stress, and grain
size (e.g. Karato 2008). We adopt lower and upper bounds of 1018
and 1025 Pas, respectively. Shear-strain rates also cover several orders of magnitude. A typical lower bound for natural shear zones
is 10−15 s−1 (Pfiffner & Ramsay 1982; Biermeier & Stüwe 2003).
Estimates for the upper bound in nature are of order 10−10 s−1 for
shear zones with widths ≤100 m (White & Mawer 1992). Computing W for the above parameter ranges shows that a significant subset
(∼35 per cent to 50 per cent) of this parameter space is within the
critical regimes of W (Fig. 1). Moreover, one can envisage geological
scenarios during which the internal deformation of the lithosphere
remains elastic, or transient viscoelastic, in large parts while the associated rotations become large, for example, in subducting plates
and blocks of crust rotating about a vertical axis. In these cases,
a proper objective treatment of large transformations, and elastic
rotations in particular, seems desirable. This effort should also involve stress advection (e.g. Truesdell 1956), which is irrelevant in
the simple-shear case at hand.
3 D E R I VAT I O N S : K I N E M AT I C S O F 2 - D
SIMPLE SHEAR
We consider 2-D plane-strain isothermal simple shear of a unit
square, where x1 and x2 denote the horizontal and vertical direction,
respectively. The lower-left corner of the square is centred on the
origin of the coordinate system. Shear is parallel to x1 . The boundary
conditions are
v1 (x2 = 0) = v2 (x2 = 0) = 0
v1 (x2 = 1) = const. > 0
v2 (x2 = 1) = 0
∂v1
(0 < x2 < 1) = const. > 0,
∂ x2
(3)
where vi denote the velocities in the respective directions. Thus, the
velocity-gradient tensor Lij has only one non-zero, constant entry:
L 12 =
∂v1
= γ̇ ,
∂ x2
(4)
where γ̇ is the constant shear-strain rate applied to the unit square.
Hence, the deformation-rate tensor Di j and the spin tensor Si j , the
antisymmetric component of L i j , read
⎤
⎡
γ̇
⎢0 2⎥
⎥
Di j = ⎢
⎦
⎣ γ̇
0
2
⎤
⎡
(5a, b)
γ̇
0
⎥
⎢
1
2⎥
L i j − L iTj = ⎢
Si j =
⎦.
⎣ γ̇
2
0
−
2
Eq. (5b) expresses the internal rotations inherent to simple
shear. Conceptually, the simple-shear model embodies an idealized
plane-strain shear zone with homogeneous strain distribution. In
nature, shear zones generally display a heterogeneous strain pattern
(Ramsay & Graham 1970; Ramsay 1980). However, this heterogeneity is a function of the scale of observation. One can identify
length scales, at which deformation is, to first order, homogeneous.
Hence, one may consider the following analysis as an examination
of a homogeneously deforming representative elementary volume
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SS = MJ = FT
SS = MJ = FT
Viscoelasticity at large transformations
within an ideal shear zone, across which variations in parameters
such as temperature, composition, viscosity, fluid content, etc., are
negligible.
255
Inserting eq. (13) into the constitutive model (eq. 1) with the
deformation-rate tensor for simple shear (eq. 5a) and substituting
trel yield the system of coupled differential equations:
ηγ̇ = trel (σ̇12 − γ̇ σ̇22 ) + σ12
3.1 Derivations: Maxwell model for small strain
(SS model)
0 = trel (σ̇22 + γ̇ σ12 ) + σ22 .
The SS model is solved by integrating eq. (1) after substituting
simple-shear kinematics (eqs 3 and 5a), trel (eq. 2a), W (eq. 2b) and
−1
t , which yields
dimensionless time k = trel
−k
(6a)
σ12 (k) = W G 1 − e
σ11 = σ22 = 0.
(6b)
Ė TOT (t) = σi′j : Di j = σ12 γ̇ .
(7)
Integrating eq. (7) over time with the initial condition
E TOT (t = 0) = 0 gives the total energy per unit volume:
(8)
E TOT (k) = W 2 G k + e−k − 1 .
To decompose the total energy into elastic and viscous fractions,
we use the additivity of the deformation rates to introduce the elastic
and viscous fraction of strain rate (e.g. Kaus & Becker 2007)
1=
γ̇vis
γ̇el
+
= f el + f vis ,
γ̇
γ̇
(9)
where fel and fvis denote the elastic (subscript el) and viscous (subscript vis) fraction of the strain rate, respectively. At infinite time, the
∞
= σ12 (k → ∞) = ηγ̇ = W G.
shear stress is purely viscous: σvis
Thus, the viscous and elastic stress fractions can be defined as
σ12 (k)
= 1 − e−k
f vis =
∞
σvis
f el = 1 − f vis = e−k .
(10a)
(10b)
Inserting eqs (6), (9) and (10) into eq. (7) and integrating over
time yield the stored and viscous energy per unit volume, again for
zero initial energies:
k
f el σ12 dk = W 2 G
E el = γ̇
1 1 −2k
+ e − e−k
2 2
0
k
2
f vis σ12 dk = W G 2e
E vis = γ̇
0
−k
=
2
σ12
2G
1 −2k
3
.
− e +k−
2
2
WG
(15a)
e−k [W sin (W k) − cos (W k)] + 1
1 + W2
WG
σ22 (k) =
(15b)
e−k [W cos (W k) + sin (W k)] − W .
1 + W2
The first fraction in eq. (15a), b is the steady-state viscous shear
∞
stress for the MJ model: σvis
= σ12 (k → ∞) = W G(1 + W 2 )−1 .
It differs from the steady-state viscous stress of the SS model by
the factor (1 + W 2 )−1 . This factor highlights an important effect of
the stress-rotation terms included in the Jaumann stress rate: they
decrease the maximum shear stress attained at steady state. Using
eqs (7) and (15a), the total deformational energy per unit volume
as function of k is
e−k
∞
((W 2 − 1) cos(W k)+2W sin(W k))
E TOT (k) = σvis W k− 2
W +1
W2 − 1
+ 2
.
(16)
W +1
σ12 (k) =
Eq. (16) is also decomposed into elastic and viscous fractions.
The elastic and viscous stress fractions read:
f el = e−k (cos(W k) − W sin(W k))
(17a)
f vis = e−k (W sin(W k) − cos(W k)) + 1.
(17b)
To conclude the energy decomposition, the time integrals of
eq. (11) need to be solved again after substituting the appropriate expressions for the shear stress (eq. 15a) and elastic and viscous
stress fractions (eq. 17). The results are cumbersome because of the
lengthy expressions resulting from the integration of the trigonometric terms and are thus not shown here. Many mathematics software
packages can conduct this integration, and the interested user may
find this more convenient.
(11a)
3.3 Derivations: Maxwell model at finite strain (FT model)
(11b)
3.2 Derivations: Maxwell model with the Jaumann stress
rate (MJ model)
The elastic stress rate in eq. (1) (σ̇i′j ) is now replaced by the Jaumann
stress rate (Jaumann 1911):
τ̇i j = σ̇i j − Sik σk j + σik Sk j .
The solution of eq. (14) in terms of W and dimensionless time k
is (Appendix A1):
(12)
This stress rate is equivalent to a rigid-body rotation of the
stress tensor neglecting second and third-order terms (Chakrabarty
2006). Since in the problem at hand σ11 = −σ22 ⇒ tr(σi j ) = 0 (e.g.
Durban 1990), the dashes for deviatoric quantities are dropped in
the following. Substituting the spin (eq. 5b), eq. (12) reads:
σ̇11 − γ̇ σ12 σ̇12 + γ̇ σ11
.
(13)
τ̇i j =
σ̇21 + γ̇ σ11 σ̇22 + γ̇ σ12
The logarithmic finite-strain model requires slight modifications of
eqs (1) and (12). The Cauchy stress σi j is replaced by the Kirchhoff
stress i j = J σi j where J is the determinant of the deformationgradient tensor. We use the Kirchhoff stress with more general
applications in mind, even though J = 1 for simple shear. The
co-rotational Cauchy stress rate τ̇i j (eq. 12) is replaced by the co⌣
rotational rate of the Kirchhoff stress i j
⌣
˙ ij −
i j =
ik k j
+ ik
kj ,
(18)
which involves a logarithmic spin of rotation discovered by Xiao
and colleagues (Xiao et al. 1997a,b):
n
λ A +λ B
2
(A)
(B)
Pik Dkl Pl j ,
+
i j =Wi j +
λ A −λ B ln λ A − ln λ B
A,B=1,A=B
(19)
where A and B are dummy integers denoting the principal directions, λ A is the Ath eigenvalue of the left Cauchy–Green strain
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The total deformational power per unit volume is
(14)
256
C.E. Schrank et al.
(A)
model computes lower energies than the FT model with a maximum
difference at γ = 10, being about 1 per cent at W = 0.1 up to ca.
32 per cent at W = 0.9. At γ = 2, the difference is <5 per cent in
all cases.
In the evolution of stored energy, the SS model predicts larger
elastic energy than the FT model, ranging from ca. 2 per cent
at W = 0.1 and γ ≈ 0.5 to about 56 per cent at W = 0.9 and
γ ≈ 2.3 (Fig. 3c). The curve shapes mirror those of the shear-stress
evolution because elastic energy and shear stress are related by
2
G −1 (eq. 11a). The MJ model gives smaller energies
E el = 0.5σ12
than the FT-model energies with the maximum difference appearing
at γ = 10 for W ≤ 0.7, ranging from ca. 5 per cent at W = 0.1 to ∼ 95
per cent at W = 0.7. At larger W, negative ratios are obtained because
the MJ theory computes negative stored energy there.
In terms of dissipated viscous energy (Fig. 3d), the SS model first
gives smaller and then larger values than the FT model. The difference of the smaller values does not exceed 10 per cent (at W = 0.9
and γ = 0.7). The difference of the lager values reaches ca. 35 per
cent at the largest W at small γ . The MJ model exhibits the opposite behaviour with considerably larger magnitudes of discrepancy,
attaining an excess of up to ∼ 260 per cent and a deficiency of ca.
30 per cent for the largest W.
4 R E S U LT S
We present the evolution of normalized shear stress σ12 G −1 and the
ratios of shear stress and energies up to a shear strain of γ = 10 for
the intermediate- and high-W regimes. The former is represented by
the discrete set of solutions with W ∈ {0.1; 0.2; . . . ; 0.9}, and the
latter by the set W ∈ {1; 2; . . . ; 10}.
4.1 Shear-stress evolution
The shear-stress curves start to diverge at γ ≈ 0.5 (Fig. 2). In general, shear stresses of the SS model and those of the MJ model
bracket shear stresses of the FT model. Their discrepancy increases
with increasing W. The spurious strain softening of the MJ model is
significant for 0.5 ≤ W ≤ 1 while stress oscillations are visible for
all greater W. The SS and FT models exhibit monotonously increasing shear stresses over the tested strain range. We continue with a
detailed comparison of relative shear stresses and energies, considering the intermediate- and high-W regimes separately (Fig. 3).
For the high-W regime, MJ results are omitted because their stress
oscillations are highly problematic (see Fig. 2b and Appendix A3
for an in-depth analysis).
4.2 Intermediate-W regime
The SS model predicts higher stresses than the FT model (Fig. 3a).
The maximum magnitude of this discrepancy increases from ca.
1 per cent at W = 0.1 and γ ≈ 0.5 to ca. 25 per cent at W = 0.9 and
γ ≈ 2.3. At γ ≤ 0.5, the difference never exceeds 5 per cent. The
MJ model predicts lower stresses than the FT model (Fig. 3a). The
maximum discrepancy increases nonlinearly with shear strain and W
and reaches from <2 per cent at W = 0.1 to ca. 42 per cent at W = 0.9
and γ = 10. The difference does not exceed 3 per cent at γ ≤ 1.
Since the total energy is the integral of the stress-strain curve,
the evolutions of the relative total energies resemble those of the
relative shear stresses (Fig. 3b). The SS model computes larger
total energies than the FT model, ranging from ca. 1.5 per cent
excess at W = 0.1 and γ ≈ 1.3 to ca. 20 per cent at W = 0.9 and
γ ≈ 3.8. At γ = 1, the difference is <7 per cent. Again, the MJ
4.3 High-W regime
The overall trends of shear-stress evolution remain similar to those
of the intermediate-W regime. The SS model gives shear stresses
higher than the FT model with a maximum discrepancy of ca. 30
per cent at W = 1 to ca. 350 per cent at W = 10 (Fig. 3e). This trend
is reflected in the total-energy comparison (Fig. 3f), which reveals a
maximum difference of ∼25 per cent at W = 1 up to ∼280 per cent
at W = 10. A significant proportion of this energy error is due to
problems with the computation of elastic energy (Fig. 3g). The SS
model computes larger stored energy than the FT model by up to
ca. 50 per cent at W = 1 up to more than one order of magnitude at
W = 10. Accordingly, the differences in viscous-energy evolution
are smaller (Fig. 3h). The largest negative difference ranges from
ca. 10 per cent at W = 1 to about 70 per cent at W = 10; the largest
positive difference covers a range of ∼13 per cent at W = 1 to ∼65
per cent at W = 10.
5 DISCUSSION
The three examined models for viscoelastic deformation differ
markedly. The SS model ignores large transformations, frame
indifference, and self-consistency (sensu Bruhns et al. 1999) a
priori. As a result, the FT and SS model differ most significantly
during highly non-coaxial large deformations in the intermediateand high-W regimes. The MJ formulation performs worse in some
cases than the SS model in spite of its use of a geometrically correct objective stress rate. However, it violates the self-consistency
requirement, which incurs unphysical stress oscillations and negative stored energy (Fig. 3c, see also Appendix A3). This poses a
serious problem for multi-physics formulations with energy feedbacks that rely on accurately tracking cross-scale energy fluxes
through thermodynamic upscaling methods (Regenauer-Lieb et al.
2013, 2014). The FT model provides an energetically consistent
large-transformation model that satisfies the objectivity and selfconsistency requirements. We now proceed to discuss the applicability of the examined Maxwell models in the light of our results.
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tensor, Pik is its Ath eigenprojection (tensor product of an eigenvector with itself), and n is the number of distinct eigenvalues.
The sum vanishes naturally if the eigenvalues are all equal. The
spin of eq. (19) contains a correction term compared to that of
the Jaumann formulation, which accounts for the stretching of the
eigenprojections, not only their rotation. The logarithmic spin produces a smooth, stable response under simple shear, unlike the Jaumann spin, which produces aberrant oscillations (Lehmann 1972b;
Dienes 1979). Moreover, since the co-rotational logarithmic rate of
the Hencky strain tensor coincides with the deformation-rate tensor,
the former constitutes an ideal energy conjugate of the Kirchhoff
stress (Bruhns 2003).
Therefore, the Maxwell model stated in eq. (1) involves another
modification in the FT model, in addition to inserting the stress rate
of eq. (18): the time derivative of the Eulerian logarithmic Hencky
strain tensor replaces the stretching. The associated system of differential equations (eq. A9) and the numerical method for integrating
them are detailed in Appendix A2. The particular qualities, which
render logarithmic kinematics the most mathematically consistent
tool for the constitutive behaviour of geomaterials, are further discussed in great depth by Xiao et al. (2006).
Viscoelasticity at large transformations
(a) 0.2
W = 0.2, k max = 50
257
W = 0.6, k max = 16.67
FT
SS
MJ
0.1
0
0.5
0
W = 0.7, k max = 14. 2 9
12
G
-1
W = 0.3, k max = 33.33
0.5
0.2
0.1
0
0
W = 0.4, k max = 25
W = 0.8, k max = 12. 5
0.5
0.2
0
0
W = 0.9, k max = 11.11
0.4
0.5
0.2
0
0
0
2
(b)
4
6
8
10
0
2
W = 1, k max = 10
4
6
8
10
8
10
W = 6, k max = 1.67
4
0.5
FT
SS
2
MJ
0
0
W = 2, k max = 5
W = 7, k max = 1. 4 3
4
1
2
0
0
W = 8, k max = 1.25
4
2
12
G
-1
W = 3, k max = 3.33
2
1
0
0
W = 4, k max = 2. 5
W = 5, k max = 2
2
0
2
4
6
W = 10, k max = 1
6
4
2
0
4
0
W = 9, k max = 1. 11
6
4
2
0
3
2
1
0
8
10
0
2
4
6
Figure 2. Plots of normalized shear stress over shear strain for the SS, MJ and FT models in the (a) intermediate-W regime and (b) the high-W regime. Each
plot title indicates the respective W and the dimensionless time kmax reached at final γ . Note that the results for W = 0.1 are omitted because the curves cannot
be distinguished at this scale of observation.
With engineering applications in mind, our comparison reveals
a range of W where all discussed models deliver qualitatively similar results. At small strains and W < 0.1, the three tested models
are identical. Under these conditions, the SS model provides the
simplest choice. At intermediate W and γ < 1, the shear stresses
of all three models are within ≤ ±10 per cent. If this accuracy
is acceptable in this strain and W range, it does not matter practically which model is used. At γ > 1, the shear-stress deviations exceed 10 per cent at W > 0.3 in the MJ model, and at
W > 0.4 in the SS model. Nevertheless, the shear-stress overestimation of the SS model does not exceed 25 per cent in the
intermediate-W regime. One may perhaps envisage applications,
where for the sake of minimizing the computational burden, this
overestimate is acceptable. The MJ model exhibits spurious softening of the shear stresses at W ≥ 0.3 (Fig. 2a). This unphysical
effect renders its use problematic at and beyond this W. In the
high-W regime, shear stresses in the SS model exceed those of the
FT model by ca. 10 per cent at γ ≈ 0.5 and keep on increasing
quickly while the MJ model oscillates unrealistically (Fig. 2b). As
it is clear that the formulation of the SS model is ill suited for
large transformation, the rapid increase and high stress magnitude
of the SS model in high-W regime cannot be considered acceptable. Therefore, we consider the FT model the best choice in the
high-W regime.
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W = 0.5, k max = 20
C.E. Schrank et al.
Shear-stress ratio
1.25
1
SS
FT
1.2
Total-energy ratio
258
0.9
1.15
0.8
1.1
0.7
1.05
MJ
0.6 FT
1.5
0.8
1.4
0.6
1.3
0.4
1.2
0.2
1.1
0
(c) 1 0
MJ
-0.2 FT
1 2 3 4 5 6 7 8 9 10
0.9
1.1
0.8
1.05
MJ
0.7 FT
(b)
Viscous-energy ratio
SS
FT
1.15
0 1 2 3 4 5 6 7 8 9 10
MJ
FT
SS
FT
1.3
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
2
1.2
1.5
1.1
1
(d)
1
0 1 2 3 4 5 6 7 8 9 10
0 1 2 3 4 5 6 7 8 9 10
10 SS
9 FT
8
7
6
5
4
3
2
1
3
2.5
2
1.5
Total-energy ratio
Shear-stress ratio
3.5
(e)
2
1.5
(f)
12
SS
FT
10
Viscous-energy ratio
Elastic-energy ratio
SS
FT
2.5
8
6
4
SS
FT
1.5
1
0.5
2
(g)
0
1
2
3
4
5
6
7
8
9
10
(h)
0
1
2
3
4
5
6
7
8
9
10
Figure 3. Top panel (light-grey canvas): comparison of model results in the intermediate-W regime. (a) Shear-stress ratio, (b) total-energy ratio, (c) storedenergy ratio and (d) viscous-energy ratio for the SS model (solid lines) and the MJ model (dashed lines). Each subfigure contains two plots: on the left, SS
results are divided by FT results; on the right, MJ results are divided by FT results. Curve symbols denote the respective W, defined in the right panel of (d).
Bottom panel (grey canvas): comparison of the SS to the FT model in the high-W regime. Results of the SS model are again divided by those of the FT model.
The legend for the respective value of W is shown in (e).
However, if energy consistency matters, the FT model is also
better suited for most of the intermediate-W regime. As emphasized
in a review by Hobbs et al. (2011), the time evolution of the stored
energy of a coupled geological system holds the key to understanding dissipation and thus the formation of localized structures. This
notion is deeply rooted in thermodynamic principles (Ziegler 1977;
Coussy 2004). Therefore, if one wishes to tackle non-coaxial deformation problems, where the mechanical energy of the system is
coupled to non-mechanical dissipation processes such as metamor-
phic processes or heat transfer, energy consistency is important. The
SS model overestimates stored mechanical energy in simple shear
by well over 10 per cent at W > 0.3. Therefore, we recommend, as a
pragmatic rule of thumb, to use the SS model in the intermediate-W
regime only in cases where energy consistency is not required or
W ≤ 0.3.
The MJ model exhibits unphysical negative stored energy at
W > 0.7, which obviously violates thermodynamic principles.
In fact, all MJ models exhibit negative time gradients in stored
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Elastic-energy ratio
(a) 1
1
SS
FT
Viscoelasticity at large transformations
6 C O N C LU S I O N S
We introduced a large-strain model for Maxwell viscoelasticity with
a logarithmic co-rotational stress rate (the ‘FT model’). An analysis
of homogeneous isothermal simple shear with the FT model compared to a small-strain formulation (the ‘SS model’) and a model
using the Jaumann stress rate (the ‘MJ model’) leads to the following
key conclusions:
(1) At W ≤ 0.1, all models yield essentially identical results.
(2) At larger W, the models show increasing differences for γ >
0.5. The SS model overestimates shear stresses compared to the
FT model while the MJ model exhibits an oscillatory response
underestimating the FT model.
(3) The MJ model violates the self-consistency condition resulting in stress oscillations and should be disregarded. It does not
deliver truly elastic behaviour.
(4) In the intermediate-W regime, the shear-stress overestimates
of the SS model may constitute acceptable errors if energy consistency is not important. If energy consistency is desirable, the SS
model should not be used at W ≥ 0.3.
(5) In the high-W regime, stresses in the SS model become unacceptably large. The FT model should be used in this domain.
The FT model constitutes a physically consistent Maxwell model
for large non-coaxial deformations, even at high Weissenberg numbers. It overcomes the conceptual limitations of the SS model,
which is limited to small transformations, not objective and not
self-consistent. It also solves the problem of the energetically aberrant oscillations of the MJ model. The FT model promises particular usefulness for simulations of bending plates, rotating blocks of
crust, and lithospheric viscoelastic shear zones, especially those at
the scale of hundreds of meters or smaller as well as those involving strong heterogeneity of material properties due to, for example,
layering or inclusions. In such systems, high Weissenberg numbers
and large rotations can be expected.
AC K N OW L E D G E M E N T S
The authors gratefully acknowledge funding by the Australian Research Council via Discovery project DP140103015. CS is grateful
for support of the QUT High Performance Computing group. We
are very thankful for the thorough and most helpful reviews of Greg
Houseman, an anonymous reviewer, and the editor Jörg Renner.
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APPENDIX
A1 Analytical solution of the MJ model
The MJ model for simple shear requires the solution of the following
nonhomogeneous linear system of ordinary differential equations:
ηγ̇ = trel (σ̇12 − γ̇ σ̇22 ) + σ12
0 = trel (σ̇22 + γ̇ σ12 ) + σ22 .
(A1)
For convenience, we insert the placeholders:
−1
A = −trel
(A2a)
B = γ̇
(A2b)
−1
,
C = ηγ̇ trel
(A2c)
which leads, after rearrangement, to
σ̇12 = Aσ12 + Bσ22 + C
(A3a)
σ̇22 = Aσ22 − Bσ12 .
(A3b)
The solution is
σ12 (t) = e At [sin (Bt) Q 1 − cos (Bt) Q 2 ] −
AC
A2 + B 2
(A4a)
σ22 (t) = e At [sin (Bt) Q 2 + cos (Bt) Q 1 ] −
BC
.
A2 + B 2
(A4b)
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Viscoelasticity at large transformations
From the initial conditions σ12 (t = 0) = σ22 (t = 0) = 0, the constants Q1 and Q2 are calculated:
Q1 =
BC
A2 + B 2
Q2 = −
(A5a)
AC
.
A2 + B 2
(A5b)
Re-inserting all substitutions yields the final result:
ηγ̇
− t
−1
−1
σ12 (t) = −1
e trel γ̇ sin (γ̇ t) − trel
cos (γ̇ t) + trel
trel + trel γ̇ 2
(A6a)
σ22 (t) =
− t
−1
e trel γ̇ cos (γ̇ t) + trel
sin (γ̇ t) − γ̇ .
(A6b)
To compute the total energy, we integrate eq. (7) after substituting
eq. (A6a) and W:
E TOT (t) =
GW 2
GW γ̇
− t
t
−
e trel W 2 − 1 cos (γ̇ t)
2
2
W2 + 1
(W + 1)
+ 2W sin (γ̇ t) + Q 3 .
Therefore, the Jacobian matrix describing the incremental constitutive behaviour before co-rotational correction is
i j
η
= t
(δik δ jl + δil δ jk ),
(A12)
+ trel
h̃ kl
2
where h̃ kl is the Hencky strain tensor in Voigt notation, and δi j is
the Kronecker delta. Moreover, the stress stored at the end of the
increment is
i j (t = t0 +
t) =
i j −
ik k j
+ ik
kj .
(A13)
The Jacobian matrix and the Kirchhoff stress at the end of the
time increment expressed by eqs (A12) and (A13), respectively, are
sufficient to describe the constitutive behaviour in a finite-element
code. We implemented the above formulation into the user routine
UMAT (Abaqus/Standard 2009) to solve the FT model numerically.
(A7)
The integration constant Q3 is again determined from the initial
condition E TOT (t = 0) = 0:
GW 2 W 2 − 1
Q3 =
.
(A8)
(W 2 + 1)2
A2 Numerical solution of FT model
From a numerical point of view, i j is completely defined at the
beginning of each time increment, given its purely kinematic nature. Similarly, to calculate the quantity − ik k j + ik k j , it is
customary to use the Kirchhoff stress of the beginning of the time
increment in a material integration module, the choice we opt for
here. The only remaining quantity needed to obtain the co-rotational
⌣
˙ i j . For the
rate of the Kirchhoff stress i j is the time derivative
Maxwell model, the time increment is
˙ i j = 2ηḣ i j ,
i j + trel
where gi j is some second-order tensor, gi j (t = t0 ) is its value at the
beginning of the increment, and gi j is the change in gi j over the
time increment t. Hence, it can be seen that
t
i j = 2η h i j − ti j (t = t0 ).
+ trel
(A11)
2
(A9)
where h i j = 0.5 ln bi j is Hencky’s strain tensor, and bi j is the left
Cauchy–Green strain tensor (for derivations of these tensors, see
e.g. Bruhns et al. 1999; Karrech et al. 2011). This equation is the
modified version of the constitutive model in eq. (1), involving
the substitution of the Kirchhoff stress, insertion of the Maxwell
relaxation time, and replacement of the deformation-rate tensor
with the time derivative of the Eulerian logarithmic Hencky strain
tensor. We use the central-difference scheme to approximate the
stress and strain increments as
t
gi j
=
ġi j t = t0 +
2
t
t
gi j
= gi j (t = t0 ) +
,
(A10)
gi j t = t0 +
2
2
A3 Analysis of oscillations in the MJ model
The analytical solution in eq. (15) explains the spurious softening
and stress oscillations in the MJ model (Fig. 2). Let us consider
the expression for the shear stress in the following. It contains
the trigonometric term T12 = W sin(W k) − cos(W k), which is the
obvious cause of the spurious oscillations. The term√T12 has a halfperiod of π W −1 . Its amplitude magnitude is |A| = W 2 + 1. The
latter expression shows why T12 has no notable influence on the
shear-stress response at W ≤ 0.1. In addition, T12 is multiplied with
the damping factor e−k . Therefore, the oscillations are damped at
sufficiently large k ≥ 2π (Fig. A1). In the range of ten relaxation
times, models with W < 1 exhibit spurious softening, while those
at larger W show oscillations (Fig. A1). The gravity of this fundamental problem becomes perhaps clearer when one considers the
evolution of stored energy in the MJ model. Eq. (15a) implies immediately that the elastic energy also contains trigonometric terms
and therefore is subject to oscillations. This can be seen in Fig. 3(c),
which reveals unphysical negative stored energy. Due to the kinematics of the examined simple-shear case, the stored energy in the
system must not decrease but approach a constant maximum value
∞ 2 −1
) G in the infinite-time limit. In other words,
of E elmax = 0.5(σvis
because constant-velocity boundary conditions are applied to a homogeneous body with constant material properties, it should not
relax stored stresses. However, the elastic-energy solution for the
MJ model exhibits negative gradients. The critical dimensionless
time kcrit , after which the time derivative of the elastic energy first
becomes negative, is plotted for a number of W in the right panel
of Fig. A1. Beyond kcrit the MJ model is dissipative and violates
the first law of thermodynamics. Since the principal of energy conservation is at the heart of continuum mechanics, we propose to
abandon the MJ model.
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ηγ̇
−1
trel + trel γ̇ 2
261
262
C.E. Schrank et al.
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Figure A1. Left panel: contour plot of e−k [W sin(W k) − cos(W k)] in W–k space. Right panel: plot of kcrit over W. The time kcrit is the first point in time at
which ∂ E el /∂k = 0. For discussion, see the text.